SEC Form 4 · accession 0001209191-15-027573
TTM TECHNOLOGIES INC · TTMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenton K Alder
Director
Period of report
Mar 16, 2015
Accepted (ET)
Mar 18, 2015 · 5:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001116942
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 16, 2015 | M | 17,375 | $7.77 | A | 52,022 | D | |
| Common StockF2 | Mar 16, 2015 | S | 17,375 | $8.9533 | D | 34,647 | D | |
| Common StockF3 | holding | — | — | — | 289,554 | I | By Kenton K. Alder Family Living Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $7.77 | Mar 16, 2015 | M | 17,375 | D | — | May 5, 2015 | Common Stock | 17,375 | 0 | D |
Explanation of responses
- F1The shares were sold pursuant to a 10b5-1 Sales Plan.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.83 to $9.06, inclusive. The reporting person undertakes to provide to TTM Technologies, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3The total direct beneficial ownership reflects a decrease of 30,017 shares due to the transfer of 30,017 shares into the Kenton K. Alder Family Living Trust and correspondingly, the total indirect beneficial ownership reflects an increase of 30,017 shares due to the transfer of 30,017 shares into the Kenton K. Alder Family Living Trust.
- F425% of the options vested and became exercisable on each anniversary of the May 5, 2005 date of the grant.