SEC Form 4 · accession 0001209191-15-016807
TTM TECHNOLOGIES INC · TTMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenton K Alder
Director
Period of report
Feb 18, 2015
Accepted (ET)
Feb 20, 2015 · 5:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001116942
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 18, 2015 | M | 17,375 | $6.86 | A | 96,668 | D | |
| Common StockF1 | Feb 18, 2015 | S | 17,375 | $8.86 | D | 79,293 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $6.86 | Feb 18, 2015 | M | 17,375 | D | — | Aug 3, 2015 | Common Stock | 17,375 | 0 | D |
Explanation of responses
- F1The shares were sold pursuant to a 10b5-1 Sales Plan.
- F225% of the options vested and became exercisable on each anniversary of the August 3, 2005 date of the grant.