SEC Form 4 · accession 0001593968-19-000348
ORASURE TECHNOLOGIES INC · OSUR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michele Marie Miller
Officer — VP, Finance and Controller
Period of report
Feb 1, 2019
Accepted (ET)
Feb 5, 2019 · 4:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001116463
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 1, 2019 | F | 381 | $12.9825 | D | 4,584 | D | |
| Common Stock | Feb 1, 2019 | F | 217 | $12.9825 | D | 4,367 | D | |
| Common Stock | Feb 1, 2019 | F | 109 | $12.9825 | D | 4,258 | D | |
| Common Stock | Feb 1, 2019 | A | 3,813 | $0.00 | A | 8,071 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy) | $12.9825 | Feb 1, 2019 | A | 13,986 | A | Feb 1, 2020 | Feb 1, 2029 | OraSure Technologies, Inc. | 13,986 | 34,591 | D |
Explanation of responses
- F1Withholding of shares to pay the tax liability associated with vesting of restricted shares
- F2Restricted stock award with 3 year vesting schedule
- F3Nonqualified stock options, vesting and exercisable over a four year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratably on a monthly basis, over the remaining 36 months.