SEC Form 4 · accession 0001209784-18-000012
ORASURE TECHNOLOGIES INC · OSUR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Smith
Officer — EVP & BU Lead - Molecular
Period of report
Feb 15, 2018
Accepted (ET)
Feb 20, 2018 · 5:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001116463
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Feb 15, 2018 | M | 10,000 | $5.959 | A | 28,075 | D | |
| Common stock | Feb 15, 2018 | S | 10,000 | $17.945 | D | 18,075 | D | |
| Common stock | Feb 16, 2018 | M | 10,000 | $5.959 | A | 28,075 | D | |
| Common stock | Feb 16, 2018 | S | 10,000 | $18.001 | D | 18,075 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified stock optionsF1 | $5.959 | Feb 15, 2018 | M | 10,000 | D | — | Dec 20, 2023 | Common stock | 10,000 | 10,000 | D |
| Nonqualified stock optionsF1 | $5.959 | Feb 16, 2018 | M | 10,000 | D | — | Dec 20, 2023 | Common stock | 10,000 | 0 | D |
Explanation of responses
- F1Nonqualified stock options granted on December 20, 2013, vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratably on a monthly basis, over the remaining 36 months.