SEC Form 4 · accession 0001209784-17-000061
ORASURE TECHNOLOGIES INC · OSUR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles W Patrick
Director
Period of report
Nov 21, 2017
Accepted (ET)
Nov 21, 2017 · 6:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001116463
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Nov 21, 2017 | M | 15,000 | $8.055 | A | 66,104 | D | |
| Common stock | Nov 21, 2017 | F | 7,922 | $15.25 | D | 58,182 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified stock optionsF2 | $8.055 | Nov 21, 2017 | M | 15,000 | D | — | Feb 1, 2018 | Common stock | 15,000 | 0 | D |
Explanation of responses
- F1Withholding of shares to pay the exercise price associated with the option exercise.
- F2Nonqualified stock options granted on February 1, 2008, vesting and exercisable on a monthly basis over the 12 months immediately following the grant date.