SEC Form 4 · accession 0001209784-17-000055
ORASURE TECHNOLOGIES INC · OSUR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark L Kuna
Officer — SVP & Controller
Period of report
Aug 4, 2017
Accepted (ET)
Aug 8, 2017 · 5:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001116463
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Aug 4, 2017 | M | 3,397 | $5.7149 | A | 66,888 | D | |
| Common stock | Aug 4, 2017 | M | 16,162 | $9.305 | A | 83,050 | D | |
| Common stock | Aug 4, 2017 | M | 27,400 | $11.295 | A | 110,450 | D | |
| Common stock | Aug 4, 2017 | S | 46,959 | $20.2212 | D | 63,491 | D | |
| Common stock | Aug 7, 2017 | S | 15,000 | $21.32 | D | 48,491 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified stock optionsF1 | $5.7149 | Aug 4, 2017 | M | 3,397 | D | — | Feb 3, 2024 | Common stock | 3,397 | 5,095 | D |
| Nonqualified stock optionsF2 | $9.305 | Aug 4, 2017 | M | 16,162 | D | — | Feb 3, 2025 | Common stock | 16,162 | 9,697 | D |
| Nonqualified stock optionsF3 | $11.295 | Aug 4, 2017 | M | 27,400 | D | — | Feb 1, 2022 | Common stock | 27,400 | 0 | D |
Explanation of responses
- F1Nonqualified stock options granted on February 3, 2014 vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratably on a monthly basis, over the remaining 36 months.
- F2Nonqualified stock options granted on February 3, 2015 vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratably on a monthly basis, over the remaining 36 months.
- F3Nonqualified stock options granted on February 1, 2012 vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratably on a monthly basis, over the remaining 36 months.