SEC Form 4 · accession 0001209784-17-000037
ORASURE TECHNOLOGIES INC · OSUR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald H Spair
Officer — COO & CFO · Director
Period of report
May 5, 2017
Accepted (ET)
May 9, 2017 · 6:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001116463
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | May 5, 2017 | M | 66,064 | $5.19 | A | 175,130 | D | |
| Common stock | May 5, 2017 | S | 66,064 | $15.00 | D | 109,066 | D | |
| Common stock | May 8, 2017 | M | 6,500 | $5.19 | A | 115,566 | D | |
| Common stock | May 8, 2017 | S | 6,500 | $15.03 | D | 109,066 | D | |
| Common stock | holding | — | — | — | 150,063 | I | By Non-Qualified Deferred Compensation Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified stock optionsF1 | $5.19 | May 5, 2017 | M | 66,064 | D | — | Jan 25, 2020 | Common stock | 66,064 | 16,751 | D |
| Nonqualified stock optionsF1 | $5.19 | May 8, 2017 | M | 6,500 | D | — | Jan 25, 2020 | Common stock | 6,500 | 10,251 | D |
Explanation of responses
- F1Nonqualified stock options granted on January 25, 2010 vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratably on a monthly basis, over the remaining 36 months.