SEC Form 4 · accession 0001209784-17-000033
ORASURE TECHNOLOGIES INC · OSUR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark L Kuna
Officer — SVP & Controller
Period of report
May 5, 2017
Accepted (ET)
May 9, 2017 · 6:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001116463
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | May 5, 2017 | M | 29,413 | $7.045 | A | 92,904 | D | |
| Common stock | May 5, 2017 | S | 29,413 | $15.13 | D | 63,491 | D | |
| Common stock | May 8, 2017 | M | 5,302 | $7.045 | A | 68,793 | D | |
| Common stock | May 8, 2017 | S | 5,302 | $15.00 | D | 63,491 | D | |
| Common stock | May 8, 2017 | M | 1,698 | $5.715 | A | 65,189 | D | |
| Common stock | May 8, 2017 | S | 1,698 | $15.00 | D | 63,491 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified stock optionsF1 | $7.045 | May 5, 2017 | M | 29,413 | D | — | Feb 1, 2023 | Common stock | 29,413 | 5,302 | D |
| Nonqualified stock optionsF1 | $7.045 | May 8, 2017 | M | 5,302 | D | — | Feb 1, 2023 | Common stock | 5,302 | 0 | D |
| Nonqualified stock optionsF2 | $5.715 | May 8, 2017 | M | 1,698 | D | — | Feb 3, 2024 | Common stock | 1,698 | 8,492 | D |
Explanation of responses
- F1Nonqualified stock options granted on February 1, 2013 vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratably on a monthly basis, over the remaining 36 months.
- F2Nonqualified stock options granted on February 3, 2014 vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratably on a monthly basis, over the remaining 36 months.