SEC Form 4 · accession 0001209784-17-000022
ORASURE TECHNOLOGIES INC · OSUR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald H Spair
Officer — COO & CFO · Director
Period of report
Feb 13, 2017
Accepted (ET)
Feb 15, 2017 · 5:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001116463
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Feb 13, 2017 | M | 15,794 | $2.805 | A | 169,860 | D | |
| Common stock | Feb 13, 2017 | S | 15,794 | $10.59 | D | 154,066 | D | |
| Common stock | Feb 13, 2017 | S | 38,678 | $10.591 | D | 115,388 | D | |
| Common stock | Feb 14, 2017 | M | 2,926 | $2.805 | A | 118,314 | D | |
| Common stock | Feb 14, 2017 | S | 2,926 | $10.6463 | D | 115,388 | D | |
| Common stock | Feb 14, 2017 | S | 6,322 | $10.645 | D | 109,066 | D | |
| Common stock | holding | — | — | — | 200,063 | I | By Non-Qualified Deferred Compensation Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified stock optionF1 | $2.805 | Feb 13, 2017 | M | 15,794 | D | — | Jan 23, 2019 | Common stock | 15,794 | 2,926 | D |
| Nonqualified stock optionF1 | $2.805 | Feb 14, 2017 | M | 2,926 | D | — | Jan 23, 2019 | Common stock | 2,926 | 0 | D |
Explanation of responses
- F1Nonqualified stock options granted on January 23, 2009 vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratably on a monthly basis, over the remaining 36 months.