SEC Form 4 · accession 0001209784-17-000019
ORASURE TECHNOLOGIES INC · OSUR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark L Kuna
Officer — SVP & Controller
Period of report
Feb 9, 2017
Accepted (ET)
Feb 13, 2017 · 4:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001116463
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Feb 9, 2017 | S | 15,000 | $10.00 | D | 63,491 | D | |
| Common stock | Feb 10, 2017 | M | 33,700 | $6.625 | A | 97,191 | D | |
| Common stock | Feb 10, 2017 | M | 30,571 | $5.7149 | A | 127,762 | D | |
| Common stock | Feb 10, 2017 | S | 64,271 | $10.748 | D | 63,491 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified stock optionF2 | $6.625 | Feb 10, 2017 | M | 33,700 | D | — | Feb 1, 2021 | Common stock | 33,700 | 0 | D |
| Nonqualified stock optionF3 | $5.7149 | Feb 10, 2017 | M | 30,571 | D | — | Feb 3, 2024 | Common stock | 30,571 | 10,190 | D |
Explanation of responses
- F1Sale pursuant to a predetermined sales plan, entered into on August 31, 2016, under Rule 10b5-1 of the Securities and Exchange Act of 1934.
- F2Nonqualified stock options granted on February 1, 2011 vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratably on a monthly basis, over the remaining 36 months.
- F3Nonqualified stock options granted on February 3, 2014 vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratably on a monthly basis, over the remaining 36 months.