SEC Form 4 · accession 0001209784-17-000004
ORASURE TECHNOLOGIES INC · OSUR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Celano
Director
Period of report
Jan 31, 2017
Accepted (ET)
Feb 2, 2017 · 6:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001116463
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Jan 31, 2017 | M | 15,000 | $8.275 | A | 108,079 | D | |
| Common stock | Jan 31, 2017 | S | 15,000 | $8.78 | D | 93,079 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified stock optionsF2 | $8.275 | Jan 31, 2017 | M | 15,000 | D | — | Feb 1, 2017 | Common stock | 15,000 | 0 | D |
Explanation of responses
- F1Sale pursuant to a predetermined sales plan, entered into on February 27, 2015, under Rule 10b5-1 of the Securities and Exchange Act of 1934.
- F2Nonqualified stock options granted on February 1, 2007, vesting and exercisable on a monthly basis, over the 12 months immediatley following the grant date.