SEC Form 4 · accession 0001209784-16-000056
ORASURE TECHNOLOGIES INC · OSUR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark L Kuna
Officer — SVP & Controller
Period of report
Nov 22, 2016
Accepted (ET)
Nov 25, 2016 · 5:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001116463
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Nov 22, 2016 | M | 15,000 | $5.19 | A | 87,965 | D | |
| Common stock | Nov 23, 2016 | M | 175 | $5.19 | A | 88,140 | D | |
| Common stock | Nov 23, 2016 | M | 6,956 | $2.805 | A | 95,096 | D | |
| Common stock | Nov 22, 2016 | S | 15,000 | $8.883 | D | 80,096 | D | |
| Common stock | Nov 23, 2016 | S | 175 | $9.02 | D | 79,921 | D | |
| Common stock | Nov 23, 2016 | S | 6,956 | $9.02 | D | 72,965 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified stock optionsF2 | $5.19 | Nov 22, 2016 | M | 15,000 | D | — | Jan 25, 2020 | Common stock | 15,000 | 175 | D |
| Non-qualified stock optionsF2 | $5.19 | Nov 23, 2016 | M | 175 | D | — | Jan 25, 2020 | Common stock | 175 | 0 | D |
| Non-qualified stock optionsF3 | $2.805 | Nov 23, 2016 | M | 6,956 | D | — | Jan 23, 2019 | Common stock | 6,956 | 0 | D |
Explanation of responses
- F1Sale pursuant to a predetermined sales plan, entered into on August 31, 2016, under Rule 10b5-1 of the Securities and Exchange Act of 1934.
- F2Stock options granted on January 25, 2010 vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratable on a monthly basis over the remaining 36 months.
- F3Stock options granted on January 23, 2009 vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratable on a monthly basis over the remaining 36 months.