SEC Form 4 · accession 0001225208-18-012576
TAPESTRY, INC. · TPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Victor Luis
Officer — Chief Executive Officer · Director
Period of report
Aug 15, 2013
Accepted (ET)
Aug 14, 2018 · 7:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001116132
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 15, 2013 | M | 3,677 | $0.00 | A | 155,265 | D | |
| Common StockF2 | Aug 15, 2013 | F | 1,902 | $52.46 | D | 153,363 | D | |
| Common StockF3 | Aug 13, 2018 | A | 76,212 | $0.00 | A | 229,575 | D | |
| Common StockF2 | Aug 13, 2018 | F | 37,322 | $47.46 | D | 192,253 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF4,F5 | $0.00 | Aug 15, 2013 | M | 3,677 | D | Aug 15, 2013 | — | Common Stock | 3,677 | 0 | D |
Explanation of responses
- F1The vesting of these securities was inadvertantly not reported timely and the total amount shown as owned after the transaction includes quarterly dividends received through the vesting date. The reporting of this vesting updates the reported number of shares beneficially owned on all prior filings following the vesting date.
- F2These shares were withheld to pay for the taxes in connection with the conversion of derivative securities described above.
- F3Vesting of Performance Restricted Stock Units.
- F4These securities convert on a 1-for-1 basis into shares of the issuer's common stock.
- F508/15/2013