SEC Form 4 · accession 0001225208-18-002446
TAPESTRY, INC. · TPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sarah Dunn
Officer — Global Human Resources Officer
Period of report
Aug 14, 2017
Accepted (ET)
Feb 9, 2018 · 6:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001116132
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 14, 2017 | F | 2,934 | $47.92 | D | 54,932 | D | |
| Common StockF2 | Feb 8, 2018 | M | 20,000 | $0.00 | A | 83,213 | D | |
| Common StockF3 | Feb 8, 2018 | M | 15,490 | $0.00 | A | 98,703 | D | |
| Common Stock | Feb 8, 2018 | S | 6,229 | $48.23 | D | 92,474 | D | |
| Common StockF4,F5 | Feb 8, 2018 | F | 29,261 | $48.23 | D | 63,213 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3,F6 | — | Feb 8, 2018 | M | 15,490 | D | — | Aug 13, 2025 | Common Stock | 15,490 | 15,490 | D |
| Stock OptionF2,F7 | — | Feb 8, 2018 | M | 20,000 | D | — | Aug 15, 2024 | Common Stock | 20,000 | 20,586 | D |
Explanation of responses
- F1These shares were withheld to pay for the taxes in connection with the vesting of restricted stock units on August 14, 2017
- F2$36.31
- F3$31.46
- F4These shares were sold to pay for the cost of, and the taxes and fees associated with, the exercise of the derivative securities described above.
- F5Balance reflects disposition of 259 shares resulting from liquidation of Issuer's stock fund in 401(k) plan in an exempt transaction pursuant to Section 16b-3(c).
- F68/13/2016
- F78/14/2015