SEC Form 4 · accession 0001209191-19-009201
DUN & BRADSTREET CORP/NW · DNB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul R Garcia
Director
Period of report
Feb 8, 2019
Accepted (ET)
Feb 12, 2019 · 1:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001115222
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 8, 2019 | D | 5,928 | $145.00 | D | 0 | D | |
| Common StockF1,F2 | Feb 8, 2019 | D | 2,683 | $145.00 | D | 0 | I | HELD IN TRUST |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option - right to buyF3 | $63.435 | Feb 8, 2019 | D | 1,788 | D | May 9, 2013 | May 9, 2022 | Common Stock | 1,788 | 0 | D |
Explanation of responses
- F1Cancelled pursuant to the merger agreement between The Dun & Bradstreet Corporation, Star Parent L.P. and Star Merger Sub, Inc., in exchange for the merger consideration price of $145.00 per share.
- F2Held in the Paul R. Garcia Revocable Trust.
- F3Cancelled pursuant to the merger agreement in exchange for a cash payment for each share equal to the difference between the merger consideration price of $145.00 per share and the exercise price of the option.