SEC Form 4 · accession 0001209191-18-017531
DUN & BRADSTREET CORP/NW · DNB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roslynn Williams
Officer — Chief People Officer
Period of report
Mar 2, 2018
Accepted (ET)
Mar 6, 2018 · 7:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001115222
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 2, 2018 | M | 83 | $0.00 | A | 2,525 | D | |
| Common StockF2 | Mar 2, 2018 | F | 58 | $125.54 | D | 2,467 | D | |
| Common StockF3 | holding | — | — | — | 429 | I | HELD IN ESPP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Leveraged Restricted Stock UnitsF1 | — | Mar 2, 2018 | M | 84 | D | — | Mar 2, 2018 | Common Stock | 83 | 0 | D |
Explanation of responses
- F1Represents the vesting and payout of the third tranche (1/3) of the leveraged restricted stock units (251) granted on March 2, 2015 at 99.8% of target based on the issuer's stock price performance during the performance period from 1/1/2015 - 12/31/2017.
- F2To satisfy tax withholding obligations relating to the vesting of shares of Common Stock previously awarded, shares were withheld from the vested amount.
- F3Held in the issuer's employee stock purchase plan (ESPP) as of 3/6/2018.