SEC Form 4 · accession 0001209191-17-020328
DUN & BRADSTREET CORP/NW · DNB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony Pietrontone Jr.
Officer — PAO & Corporate Controller
Period of report
Mar 10, 2017
Accepted (ET)
Mar 13, 2017 · 7:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001115222
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 10, 2017 | A | 14 | $107.81 | A | 5,459 | D | |
| Common StockF2 | Mar 10, 2017 | F | 4 | $107.81 | D | 5,455 | D | |
| Common StockF3 | holding | — | — | — | 1 | I | HELD IN ESPP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Acquired pursuant to a dividend reinvestment feature of the issuer's stock incentive plan in connection with restricted stock units held by the reporting person.
- F2The reporting person made an irrevocable election in November 2016 to satisfy tax withholding obligations relating to the vesting of shares of Common Stock previously awarded through the deduction of shares from the vested amount.
- F3Held in the issuer's employee stock purchase plan (ESPP) as of 3/13/2017.