SEC Form 4 · accession 0001209191-17-018005

DUN & BRADSTREET CORP/NW · DNB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief People Officer

Period of report

Mar 1, 2017

Accepted (ET)

Mar 3, 2017 · 6:36 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001115222

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Mar 1, 2017	M	1,100	$0.00	A	1,537	D
Common Stock^F2	Mar 1, 2017	F	426	$107.175	D	1,111	D
Common Stock^F3	holding	—	—		—	22	I	HELD IN ESPP

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Leveraged Restricted Stock Units^F1	—	Mar 1, 2017	M	873	D	—	Mar 1, 2019	Common Stock	1,100	1,748	D
Leveraged Restricted Stock Units^F4	—	Mar 1, 2017	A	2,665	A	—	Mar 1, 2020	Common Stock	2,665	2,665	D

F1Represents the vesting and payout of the first tranche (1/3) of the leveraged restricted stock units (2,621) granted on March 1, 2016 at 126.1% based on the issuer's stock price performance during the performance period from 1/1/2016 -12/31/2016 and includes 227 additional shares above the target number of shares originally reported
F2The reporting person made an irrevocable election in November 2016 to satisfy tax withholding obligations relating to the vesting of shares of Common Stock previously awarded through the deduction of shares from the vested amount.
F3Held in the issuer's employee stock purchase plan (ESPP) as of 03/03/2017.
F4Each performance share represents a contingent right for the reporting person to receive, on each of the first, second and third anniversaries of the date of the grant, a distribution of common stock equal to 0% to 200% of 1/3 of the reported target performance shares based on the issuer's stock price performance during the designated performance periods, as follows: the first distribution is tied to the issuer's one-year stock price performance (1/1/2017 - 12/31/2017); the second distribution is tied to the issuer's two-year stock price performance (1/1/2017-12/31/2018); and the third distribution is tied to the issuer's three-year stock price performance (1/1/2017-12/31/2019).