SEC Form 4 · accession 0001209191-17-007242
DUN & BRADSTREET CORP/NW · DNB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James N Fernandez
Director
Period of report
Jan 31, 2017
Accepted (ET)
Feb 2, 2017 · 5:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001115222
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock Units - Deferred CompensationF1,F2,F3,F4 | — | Jan 31, 2017 | A | 1,263 | A | — | — | Common Stock | 1,263 | 29,864 | D |
Explanation of responses
- F1Phantom stock is reported in units vs. shares in the D&B Common Stock Fund of the issuer's non-employee directors' deferred compensation plan (the "Plan").
- F2Each phantom stock unit entitles the reporting person to a cash payment based on the value on the payout date of the issuer's common stock corresponding to such units. Based on the $122.62 closing price of the issuer's common stock on the transaction date, one share of common stock corresponds to approximately 2.68 units.
- F3The reporting person may transfer these phantom stock units to alternative investment funds in the Plan beginning three years from the transaction date.
- F4These phantom stock units are payable in cash after the reporting person ceases to be a member of the issuer's board of directors.