SEC Form 4 · accession 0001209191-16-144679
DUN & BRADSTREET CORP/NW · DNB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Curtis Brown
Officer — Chief Content & Tech Officer
Period of report
Oct 1, 2016
Accepted (ET)
Oct 4, 2016 · 6:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001115222
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 1, 2016 | M | 942 | $0.00 | A | 2,211 | D | |
| Common StockF2 | Oct 1, 2016 | F | 343 | $136.23 | D | 1,868 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Leveraged Restrited Stock UnitsF1 | — | Oct 1, 2016 | M | 1,111 | D | — | Oct 1, 2017 | Common Stock | 942 | 1,112 | D |
Explanation of responses
- F1Represents the vesting and payout of the second tranche (1/3) of the leveraged restricted stock units (3,334) granted on October 1, 2014 at 84.8% of the target based on the issuer's stock price performance during the performance period from 1/1/2014 to 12/31/2015.
- F2The reporting person made an irrevocable election to satisfy tax withholding obligations relating to the vesting of shares of Common Stock previously awarded through the deduction of shares from the vested amount.