SEC Form 4 · accession 0001209191-16-135531
DUN & BRADSTREET CORP/NW · DNB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard H Veldran
Officer — Chief Financial Officer
Period of report
Aug 3, 2016
Accepted (ET)
Aug 4, 2016 · 5:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001115222
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 3, 2016 | M | 1,900 | $70.54 | A | 15,367 | D | |
| Common Stock | Aug 3, 2016 | M | 7,900 | $80.45 | A | 23,267 | D | |
| Common Stock | Aug 3, 2016 | M | 11,700 | $82.80 | A | 34,967 | D | |
| Common StockF1 | Aug 3, 2016 | S | 21,500 | $139.5289 | D | 13,467 | D | |
| Common StockF2 | Aug 3, 2016 | S | 6,810 | $139.749 | D | 6,657 | D | |
| Shares Held in ESPPF3 | Aug 3, 2016 | S | 848 | $139.618 | D | 197 | I | HELD IN ESPP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option - Right to BuyF4 | $70.54 | Aug 3, 2016 | M | 1,900 | D | Feb 11, 2011 | Feb 11, 2020 | Common Stock | 1,900 | 0 | D |
| Non-Qualified Stock Option - Right to BuyF5 | $80.45 | Aug 3, 2016 | M | 7,900 | D | Mar 1, 2012 | Mar 1, 2021 | Common Stock | 7,900 | 0 | D |
| Non-Qualified Stock Option - Right to BuyF6 | $82.80 | Aug 3, 2016 | M | 11,700 | D | Mar 2, 2013 | Mar 1, 2022 | Common Stock | 11,700 | 0 | D |
Explanation of responses
- F1Represents the weighted average sale price of options exercised. Actual prices ranged from $138.69 to $140.26. Upon request from the SEC or a shareholder of the issuer, the reporting person will provide information on the number of shares sold at each separate price.
- F2Represents the weighted average sales price of long shares sold. Actual prices ranged from $138.67 to $140.7150. Upon request from the SEC or a shareholder of the issuer, the reporting person will provide information on the number of shares sold at each separate price.
- F3Represents the weighted average sale price of ESPP shares sold. Actual prices ranged from $139.5980 to $139.6470. Upon request from the SEC or a shareholder of the issuer, the reporting person will provide information on the number of shares sold at each separate price.
- F4One-fourth of the options (7,600) vested each year beginning on the date indicated.
- F5One-fourth of the options (7,900) vested each year beginning on the date indicated.
- F6One-fourth of the options (11,700) vested each year beginning on the date indicated.