SEC Form 4 · accession 0001209191-16-135525
DUN & BRADSTREET CORP/NW · DNB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joshua L Peirez
Officer — President & COO
Period of report
Aug 3, 2016
Accepted (ET)
Aug 4, 2016 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001115222
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 3, 2016 | M | 4,100 | $68.78 | A | 26,879 | D | |
| Common Stock | Aug 3, 2016 | M | 8,500 | $80.45 | A | 35,379 | D | |
| Common Stock | Aug 3, 2016 | M | 15,975 | $82.80 | A | 51,354 | D | |
| Common StockF1 | Aug 3, 2016 | S | 28,575 | $139.5054 | D | 22,779 | D | |
| Common StockF2 | Aug 3, 2016 | S | 7,933 | $139.8904 | D | 14,846 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option - Right to BuyF3 | $68.78 | Aug 3, 2016 | M | 4,100 | D | Sep 13, 2011 | Sep 13, 2020 | Common Stock | 4,100 | 0 | D |
| Non-Qualified Stock Option - Right to BuyF4 | $80.45 | Aug 3, 2016 | M | 8,500 | D | Mar 1, 2012 | Mar 1, 2021 | Common Stock | 8,500 | 0 | D |
| Non-Qualified Stock Option - Right to BuyF5 | $82.80 | Aug 3, 2016 | M | 15,975 | D | Mar 1, 2013 | Mar 1, 2022 | Common Stock | 15,975 | 0 | D |
Explanation of responses
- F1Represents the weighted average sales price. Actual prices ranged from $139.00 to $140.26. Upon request from the SEC or a shareholder of the issuer, the reporting person will provide information on the number of shares sold at each separate price.
- F2Represents the sale price of long shares sold.
- F3One-fourth of the options (16,400) vested each year beginning on the date indicated.
- F4One-fourth of the options (17,000) vested each year beginning on the date indicated.
- F5One-fourth of the options (21,300) vested each year beginning on the date indicated.