SEC Form 4 · accession 0001209191-16-135522
DUN & BRADSTREET CORP/NW · DNB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christie Hill
Officer — Chief Legal Officer
Period of report
Aug 3, 2016
Accepted (ET)
Aug 4, 2016 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001115222
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 3, 2016 | M | 8,250 | $61.76 | A | 17,333 | D | |
| Common StockF1 | Aug 3, 2016 | S | 8,250 | $139.0174 | D | 9,083 | D | |
| Common StockF2 | Aug 3, 2016 | S | 7,633 | $138.9893 | D | 1,450 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options - Right to BuyF3 | $61.76 | Aug 3, 2016 | M | 8,250 | D | Sep 12, 2012 | Sep 12, 2021 | Common Stock | 8,250 | 850 | D |
Explanation of responses
- F1Represents the weighted average sales price of options exercised. Actual prices ranged from $138.5200 to $139.7100. Upon request from the SEC or a shareholder of the issuer, the reporting person will provide information on the number of shares sold at each separate price.
- F2Represents the weighted average sales price of long shares sold. Actual prices ranged from $138.4800 to $139.5700. Upon request from the SEC od a shareholder of the issuer, the reporting person will provide information on the number of shares sold at each separate price.
- F3One-fourth of the options (9,100) vested each year beginning on the date indicated.