SEC Form 4 · accession 0001209191-16-106270

DUN & BRADSTREET CORP/NW · DNB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — PAO & Corporate Controller

Period of report

Mar 2, 2016

Accepted (ET)

Mar 4, 2016 · 8:17 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001115222

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Mar 2, 2016	M	277	$0.00	A	5,852	D
Common Stock^F2	Mar 2, 2016	F	265	$98.96	D	5,587	D
Common Stock^F3	Mar 3, 2016	M	301	$0.00	A	5,888	D
Common Stock^F2	Mar 3, 2016	F	298	$100.385	D	5,590	D
Common Stock^F4	holding	—	—		—	1	I	HELD IN ESPP

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Leveraged Restricted Stock Units^F1	—	Mar 2, 2016	M	348	D	—	Mar 2, 2018	Common Stock	277	698	D
Leveraged Restricted Stock Units^F3	—	Mar 3, 2016	M	356	D	—	Mar 3, 2017	Common Stock	301	356	D

F1Represents the vesting and payout of the first tranche (1/3) of the leveraged restricted stock units (1,046) granted on March 2, 2015 at 79.8% of target based on the issuer's stock price performance during the performance period from 1/1/2015 -12/31/2015.
F2The reporting person made an irrevocable election in November 2015 to satisfy tax withholding obligations relating to the vesting of shares of Common Stock previously awarded through the deduction of shares from the vested amount.
F3Represents the vesting and payout of the second tranche (1/3) of the leveraged restricted stock units (1,067) granted on March 3, 2014 at 84.80% of target based on the issuer's stock price performance during the performance period from 1/1/2014 -12/31/2015.
F4Held in the issuer's employee stock purchase plan (ESPP) as of 3/4/2016.