SEC Form 4 · accession 0001209191-15-066637
DUN & BRADSTREET CORP/NW · DNB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony Pietrontone Jr.
Officer — PAO & Corporate Controller
Period of report
Aug 14, 2015
Accepted (ET)
Aug 18, 2015 · 5:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001115222
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 14, 2015 | M | 3,825 | $82.80 | A | 7,817 | D | |
| Common StockF1 | Aug 14, 2015 | S | 3,825 | $116.2214 | D | 3,992 | D | |
| Common StockF2 | holding | — | — | — | 1 | I | HELD IN ESPP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option - right to buyF3 | $82.80 | Aug 14, 2015 | M | 3,825 | D | Mar 1, 2013 | Mar 1, 2022 | Common Stock | 3,825 | 1,275 | D |
Explanation of responses
- F1Represents the weighted average sales price. Actual prices ranged from $116.1030 to $116.3480. Upon request from the SEC or a shareholder of the issuer, the reporting person will provide information on the number of shares sold at each separate price.
- F2Held in the issuer's employee stock purchase plan as of 8/17/2015.
- F3One-fourth of the options granted (5,100) vested each year beginning on 3/1/2013.