SEC Form 4 · accession 0001209191-15-064664
DUN & BRADSTREET CORP/NW · DNB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Langenfeld Cynthia K Christy
Director
Period of report
Aug 5, 2015
Accepted (ET)
Aug 7, 2015 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001115222
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 5, 2015 | A | 714 | $0.00 | A | 714 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options - Right to BuyF2 | $125.76 | Aug 5, 2015 | A | 1,170 | A | Aug 5, 2016 | Aug 5, 2025 | Common Stock | 1,170 | 1,170 | D |
| Phantom Stock Units - Deferred CompensationF3,F4,F5,F6 | — | Aug 5, 2015 | A | 672 | A | — | — | Common Stock | 672 | 672 | D |
Explanation of responses
- F1Restricted Stock Units granted to Non-Employee Directors.
- F2Non-Qualified Stock Options granted to Non-Employee Directors.
- F3Phantom Stock is reported in units vs. shares in the D&B Common Stock Fund of the issuer's non-employee directors' deferred compensation plan (the "Plan").
- F4Each phantom stock unit entitles the reporting person to a cash payment based on the value on the payout date of the issuer's common stock corresponding to such units. Based on the $125.46 closing price of the issuer's common stock on the transaction date, one share of common stock corresponds to approximately 2.68 units.
- F5The reporting person may transfer these phantom stock units to alternative investment funds in the Plan beginning three years from transaction date.
- F6These phantom stock units are payable in cash after the reporting person ceases to be a member of the issuer's board of directors.