SEC Form 4 · accession 0001661044-18-000001
Quotient Technology Inc. · QUOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Connie Chen
Officer — Gen. Couns, Sec. & Compl. Off.
Period of report
Jan 4, 2018
Accepted (ET)
Jan 5, 2018 · 5:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001115128
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 4, 2018 | M | 18,750 | $0.00 | A | 49,417 | D | |
| Common Stock | Jan 4, 2018 | F | 7,661 | $11.90 | D | 41,756 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | $0.00 | Jan 4, 2018 | M | 18,750 | D | — | — | Common Stock | 18,750 | 37,500 | D |
Explanation of responses
- F1The par value of QUOT common stock is $0.00001 per share.
- F225% of the restricted stock unit granted on January 1, 2016 became vested on January 4, 2018 and shares were delivered to reporting person on such date. 25% of the restricted stock unit will continue to vest annually and shares will be delivered to the reporting person on each vest date.