SEC Form 4 · accession 0001644195-18-000004
Quotient Technology Inc. · QUOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven R. Boal
Officer — Executive Chairman · Director
Period of report
Feb 17, 2018
Accepted (ET)
Feb 21, 2018 · 7:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001115128
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 17, 2018 | M | 25,000 | $0.00 | A | 3,257,528 | D | |
| Common Stock | Feb 17, 2018 | F | 8,936 | $13.20 | D | 3,248,592 | D | |
| Common Stock | Feb 20, 2018 | M | 81,250 | $0.00 | A | 3,329,842 | D | |
| Common Stock | Feb 20, 2018 | F | 42,397 | $13.30 | D | 3,287,445 | D | |
| Common StockF1 | holding | — | — | — | 7,882 | I | By Family Trust | |
| Common StockF2 | holding | — | — | — | 564,328 | I | By Trust | |
| Common StockF3 | holding | — | — | — | 564,328 | I | By Wife Trust | |
| Common StockF4 | holding | — | — | — | 3,237 | I | By Child Trust | |
| Common StockF5 | holding | — | — | — | 3,237 | I | By Child Trust | |
| Common StockF6 | holding | — | — | — | 3,237 | I | By Child Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF7,F8 | $0.00 | Feb 17, 2018 | M | 25,000 | D | — | — | Common Stock | 25,000 | 50,000 | D |
| Restricted Stock UnitF7,F9 | $0.00 | Feb 20, 2018 | M | 37,500 | D | — | — | Common Stock | 37,500 | 0 | D |
| Restricted Stock UnitF7,F10 | $0.00 | Feb 20, 2018 | M | 43,750 | D | — | — | Common Stock | 43,750 | 43,750 | D |
Explanation of responses
- F1These shares are held directly by the SMSEJ Family Trust U/A dated July 18, 2005 of which Mr. Boal is a co-trustee.
- F101/4th of the restricted stock unit granted on February 5, 2015 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.
- F2These shares are held directly by Steven R Boal TTEE of the Steven R Boal Annuity Trust dated December 6, 2013.
- F3These shares are held directly by Steven R Boal TTEE of the Michele L Boal Annuity Trust dated December 6, 2013.
- F4These shares are held directly by Stuart Shiff TTEE of the EBB 2011 Trust dated September 23, 2011.
- F5These shares are held directly by Stuart Shiff TTEE of the JMB 2011 Trust dated September 23, 2011.
- F6These shares are held directly by Stuart Shiff TTEE of the SEB 2011 Trust dated September 23, 2011.
- F7The par value of QUOT common stock is $0.00001 per share.
- F81/4th of the restricted stock unit granted on February 17, 2016 became vested on February 17, 2018 and shares were delivered to reporting person on February 20, 2018. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.
- F91/4th of the restricted stock unit granted on May 14, 2014 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date.