SEC Form 4 · accession 0001601045-18-000008
Quotient Technology Inc. · QUOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven R. Boal
Officer — Executive Chairman · Director
Period of report
May 16, 2018
Accepted (ET)
May 18, 2018 · 8:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001115128
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 16, 2018 | S | 50,000 | $13.3404 | D | 3,356,635 | D | |
| Common StockF3,F5 | May 16, 2018 | J | 327,200 | $0.00 | A | 330,082 | I | By Family Trust |
| Common StockF4,F5 | May 16, 2018 | J | 327,200 | $0.00 | A | 657,282 | I | By Family Trust |
| Common StockF6 | May 16, 2018 | J | 327,200 | $0.00 | D | 127,533 | I | By GRAT |
| Common StockF7 | May 16, 2018 | J | 327,200 | $0.00 | D | 127,533 | I | By Wife GRAT |
| Common StockF8 | holding | — | — | — | 3,237 | I | By Child Trust | |
| Common StockF9 | holding | — | — | — | 3,237 | I | By Child Trust | |
| Common StockF10 | holding | — | — | — | 3,237 | I | By Child Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported on this Form 4 were sold by the reporting person pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2017.
- F10These shares are held directly by Stuart Shiff TTEE of the SEB 2011 Trust dated September 23, 2011.
- F2The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.25 to $13.50, inclusive. The reporting person undertakes to provide Quotient Technology, Inc., any security holder of Quotient Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3Represents shares transferred by the Annuity Trust of Mr. Boal. Mr. Boal simultaneously contributed these shares to the SMSEJ Family Trust U/A dated July 18, 2005 of which Mr. Boal is a co-trustee.
- F4Represents shares transferred by the Annuity Trust of Mrs. Boal. Mrs. Boal simultaneously contributed these shares to the SMSEJ Family Trust U/A/ dated July 19, 2005 of which Mrs. Boal is a co-trustee.
- F5These shares are held directly by the SMSEJ Family Trust U/A dated July 18, 2005 of which Mr. Boa is a co-trustee.
- F6These shares are held directly by Steven R. Boal TTEE of the Steven R. Boal Annuity Trust dated December 6, 2013.
- F7These shares are held directly by Steven R. Boal TTEE of the Michele L. Boal Annuity Trust dated December 6, 2013.
- F8These shares are held directly by Stuart Shiff TTEE of the EBB 2011 Trust dated September 23, 2011.
- F9These shares are held directly by Stuart Shiff TTEE of the JMB 2011 Trust dated September 23, 2011.