SEC Form 4/A · accession 0001601045-18-000004
Quotient Technology Inc. · QUOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Steven R. Boal
Officer — CEO · Director
Period of report
Dec 1, 2016
Accepted (ET)
May 18, 2018 · 7:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001115128
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Dec 1, 2016 | S | 30,000 | $12.7339 | D | 3,406,635 | D | |
| Common StockF3,F4 | holding | — | — | — | 2,882 | I | By Family Trust | |
| Common StockF5 | holding | — | — | — | 454,733 | I | By GRAT | |
| Common StockF6 | holding | — | — | — | 454,733 | I | By Wife GRAT | |
| Common StockF7 | holding | — | — | — | 3,237 | I | By Child Trust | |
| Common StockF8 | holding | — | — | — | 3,237 | I | By Child Trust | |
| Common StockF9 | holding | — | — | — | 3,237 | I | By Child Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person failed to timely report the sale of 30,000 shares on December 1, 2016.
- F2The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.70 to #12.825, inclusive. The reporting person undertakes to provide Quotient Technology, Inc., any security holder of Quotient Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The number of derivative securities reported in column 5 reflects the number of shares held by the reporting person as of the filing date of this Form 4A and gives effect to all other amendments filed by the reporting person as of the date hereof.
- F4These shares are held directly by the SMSEJ Family Trust U/A dated July 19,2 005 of which Mr. Boal is a co-trustee.
- F5These shares are held directly by Steven R. Boal TTEE of the Steven R. Boal Annuity Trust dated December 6, 2013.
- F6These shares are held directly by Steven R. Boal TTEE of the Michele L. Boal Annuity Trust dated December 6, 2013.
- F7These shares are held directly by Stuart Shiff TTEE of the EFF 2011 Trust dated September 23, 2011.
- F8These shares are held directly by Stuart Shiff TTEE of the JMB 2011 Trust dated September 23, 2011.
- F9These shares are held directly by Stuart Shiff TTEE of the SEB 2011 Trust dated September 23, 2011.