SEC Form 4 · accession 0001601045-17-000028
Quotient Technology Inc. · QUOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Steven R. Boal
Officer — Executive Chairman · Director
Period of report
Oct 16, 2017
Accepted (ET)
Oct 18, 2017 · 9:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001115128
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F4 | Oct 16, 2017 | S | 149,202 | $16.9647 | D | 2,978,662 | D | |
| Common StockF3,F4 | Oct 17, 2017 | S | 60,580 | $17.014 | D | 2,918,082 | D | |
| Common StockF5 | holding | — | — | — | 7,882 | I | By Family Trust | |
| Common StockF6 | holding | — | — | — | 454,733 | I | By Trust | |
| Common StockF7 | holding | — | — | — | 454,733 | I | By Wife Trust | |
| Common StockF8 | holding | — | — | — | 3,237 | I | By Child Trust | |
| Common StockF9 | holding | — | — | — | 3,237 | I | By Child Trust | |
| Common StockF10 | holding | — | — | — | 3,237 | I | By Child Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported on this Form 4 were sold by the reporting person pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 3, 2017.
- F10These shares are held directly by Stuart Shiff TTEE of the SEB 2011 Trust dated September 23, 2011.
- F2The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.775 to $17.45, inclusive. The reporting person undertakes to provide Quotient Technology Inc., any security holder of Quotient Technology Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.95 to $17.15, inclusive. The reporting person undertakes to provide Quotient Technology Inc., any security holder of Quotient Technology Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F4These shares were previously reported as indirectly beneficially owned by the SMSEJ Family Trust U/A dated July 18, 2005 of which Mr. Boal is a co-trustee.
- F5These shares are held directly by the SMSEJ Family Trust U/A dated July 18, 2005 of which Mr. Boal is a co-trustee.
- F6These shares are held directly by Steven R Boal TTEE of the Steven R Boal Annuity Trust dated December 6, 2013.
- F7These shares are held directly by Steven R Boal TTEE of the Michelle L Boal Annuity Trust dated December 6, 2013.
- F8These shares are held directly by Stuart Shiff TTEE of the EBB 2011 Trust dated September 23, 2011.
- F9These shares are held directly by Stuart Shiff TTEE of the JMB 2011 Trust dated September 23, 2011.