SEC Form 4 · accession 0001601045-17-000023
Quotient Technology Inc. · QUOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven R. Boal
Officer — CEO · Director
Period of report
Sep 1, 2017
Accepted (ET)
Sep 5, 2017 · 7:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001115128
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Sep 1, 2017 | S | 62,832 | $14.7175 | D | 725,991 | D | |
| Common Stock | Sep 5, 2017 | S | 58,605 | $14.95 | D | 667,386 | D | |
| Common Stock | Sep 5, 2017 | S | 410 | $14.975 | D | 666,976 | D | |
| Common StockF3 | holding | — | — | — | 3,954,976 | I | By Family Trust | |
| Common StockF4 | holding | — | — | — | 454,733 | I | By Trust | |
| Common StockF5 | holding | — | — | — | 454,733 | I | By Wife Trust | |
| Common StockF6 | holding | — | — | — | 3,237 | I | By Child Trust | |
| Common StockF7 | holding | — | — | — | 3,237 | I | By Child Trust | |
| Common StockF8 | holding | — | — | — | 3,237 | I | By Child Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported on this Form 4 were sold by the reporting person pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 3, 2017.
- F2The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.60 to $14.95, inclusive. The reporting person undertakes to provide Quotient Technology Inc., any security holder of Quotient Technology Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3These shares are held directly by the SMSEJ Family Trust U/A dated July 18, 2005 of which Mr. Boal is a co-trustee.
- F4These shares are held directly by Steven R Boal TTEE of the Steven R Boal Annuity Trust dated December 6, 2013.
- F5These shares are held directly by Steven R. Boal TTEE of the Michelle L Boal Annuity Trust dated December 6, 2013.
- F6These shares are held directly by Stuart Shiff TTEE of the EBB 2011 Trust dated September 23, 2011.
- F7These shares are held directly by Stuart Shiff TTEE of the JMB 2011 Trust dated September 23, 2011.
- F8These shares are held directly by Stuart Shiff TTEE of the SEB 2011 Trust dated September 23, 2011.