SEC Form 4 · accession 0001601045-17-000021
Quotient Technology Inc. · QUOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David E Siminoff
Director
Period of report
Aug 1, 2017
Accepted (ET)
Aug 3, 2017 · 7:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001115128
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 1, 2017 | M | 3,000 | $3.675 | A | 3,000 | D | |
| Common Stock | Aug 1, 2017 | M | 3,000 | $5.325 | A | 6,000 | D | |
| Common StockF2 | Aug 1, 2017 | S | 6,000 | $11.5274 | D | 0 | D | |
| Common StockF4,F5 | Aug 1, 2017 | S | 2,000 | $11.5925 | D | 135,978 | I | By Family Trust |
| Common StockF6 | holding | — | — | — | 9,068 | I | By Child | |
| Common StockF6 | holding | — | — | — | 9,068 | I | By Child |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $3.675 | Aug 1, 2017 | M | 3,000 | D | Dec 22, 2011 | Jan 13, 2021 | Common Stock | 3,000 | 43,668 | D |
| Stock Option (right to buy) | $5.325 | Aug 1, 2017 | M | 3,000 | D | Feb 7, 2013 | Feb 6, 2022 | Common Stock | 3,000 | 35,764 | D |
Explanation of responses
- F1The sales reported on this Form 4 were sold by the reporting person pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 28, 2017.
- F2The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.40 to $11.60, inclusive. The reporting person undertakes to provide Quotient Technology Inc., any security holder of Quotient Technology Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The sales reported on this Form 4 were sold by the reporting person pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 3, 2017.
- F4The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.40 to $11.75, inclusive. The reporting person undertakes to provide Quotient Technology Inc., any security holder of Quotient Technology Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F5The shares are held by the D&E Living Trust u/t/a 10/25/98 of which the reporting person is a co-trustee.
- F6The shares are held by the reporting person as custodian for each of his minor children.