SEC Form 4 · accession 0001209191-18-061017
Quotient Technology Inc. · QUOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven R. Boal
Officer — Executive Chairman · Director
Period of report
Dec 1, 2018
Accepted (ET)
Dec 4, 2018 · 6:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001115128
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 1, 2018 | F | 5,919 | $12.29 | D | 3,473,628 | D | |
| Common StockF3 | holding | — | — | — | 657,282 | I | By Family Trust | |
| Common StockF4 | holding | — | — | — | 127,533 | I | By GRAT | |
| Common StockF5 | holding | — | — | — | 127,533 | I | By Wife GRAT | |
| Common StockF6 | holding | — | — | — | 3,237 | I | By Child Trust | |
| Common StockF7 | holding | — | — | — | 3,237 | I | By Child Trust | |
| Common StockF8 | holding | — | — | — | 3,237 | I | By Child Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of shares withheld by and surrendered to the Issuer on December 1, 2018, to satisfy tax withholding obligations that arose in connection with the vesting of the Restricted Stock Units (the "RSUs") for 191,000 shares. The RSUs vest in 6.25% quarterly installments over a four-year period from March 1, 2018.
- F2The total includes 410,875 shares underlying outstanding RSUs that were previously reported in Table II of the Form 4s filed with the Securities and Exchange Commission on February 11, 2015, February 19, 2016, April 21, 2017, and March 5, 2018.
- F3These shares are held directly by the SMSEJ Family Trust U/A dated July 18, 2005 of which Mr. Boal is a co-trustee.
- F4These shares are held directly by Steven R. Boal TTEE of the Steven R. Boal Annuity Trust dated December 6, 2013.
- F5These shares are held directly by Steven R. Boal TTEE of the Michele L. Boal Annuity Trust dated December 6, 2013.
- F6These shares are held directly by Stuart Shiff TTEE of the EBB 2011 Trust dated September 23, 2011.
- F7These shares are held directly by Stuart Shiff TTEE of the JMB 2011 Trust dated September 23, 2011.
- F8These shares are held directly by Stuart Shiff TTEE of the SEB 2011 Trust dated September 23, 2011.