SEC Form 4 · accession 0001140361-17-039272
PINNACLE FINANCIAL PARTNERS INC · PNFP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harold R Carpenter
Officer — EVP & CFO
Period of report
Oct 20, 2017
Accepted (ET)
Oct 23, 2017 · 4:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001115055
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| PNFP Common Stock | Oct 20, 2017 | M | 17,711 | $21.51 | A | 107,090 | D | |
| PNFP Common StockF1 | Oct 20, 2017 | S | 17,711 | $67.446 | D | 89,379 | D | |
| PNFP Common Stock | holding | — | — | — | 21,000 | D | ||
| PNFP Common Stock | holding | — | — | — | 10,822 | I | 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $21.51 | Oct 20, 2017 | M | 17,711 | D | — | Jan 18, 2018 | PNFP Common Stock | 17,711 | 0 | D |
Explanation of responses
- F1The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.40 to $67.475. The reporting person undertakes to provide to Pinnacle Financial Partners, Inc., any security holder of Pinnacle Financial Partners, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F2The options vested in annual 20% increments over a period of five years beginning on the first anniversary of the issue date (January 18, 2008). Options were fully vested on January 19, 2013.