SEC Form 4 · accession 0001140361-17-016168
PINNACLE FINANCIAL PARTNERS INC · PNFP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles E Brock
Director
Period of report
Apr 18, 2017
Accepted (ET)
Apr 19, 2017 · 3:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001115055
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| PNFP Common StockF1 | Apr 18, 2017 | M | 18,750 | $13.34 | A | 38,705 | D | |
| PNFP Common Stock | holding | — | — | — | 8,910 | I | By spouse as TNUTMA custodian for daughters |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options (Right to buy)F1 | $13.34 | Apr 18, 2017 | M | 18,750 | A | Jul 31, 2015 | Apr 19, 2017 | PNFP Common Stock | 18,750 | 0 | D |
Explanation of responses
- F1The non-qualified stock options were received on July 31, 2015 in connection with the merger of CapitalMark Bank & Trust with and into Pinnacle Bank, a wholly owned subsidiary of Pinnacle Financial Partners, Inc., in exchange for a stock option to acquire 37,500 shares of CapitalMark Bank & Trust common stock for an exercise price of $6.67 per share.