SEC Form 4 · accession 0001140361-17-010017
PINNACLE FINANCIAL PARTNERS INC · PNFP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harold R Carpenter
Officer — EVP & CFO
Period of report
Feb 28, 2017
Accepted (ET)
Mar 1, 2017 · 5:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001115055
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| PNFP Common StockF1 | Feb 28, 2017 | F | 835 | $70.55 | D | 112,103 | D | |
| PNFP Common StockF1 | Feb 28, 2017 | F | 765 | $70.55 | D | 111,338 | D | |
| PNFP Common StockF2 | Mar 1, 2017 | A | 3,043 | $0.00 | A | 114,381 | D | |
| PNFP Common Stock | holding | — | — | — | 21,000 | D | ||
| PNFP Common Stock | holding | — | — | — | 10,706 | I | 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents share withholding to cover taxes due upon vesting of certain restricted share awards.
- F2Restricted shares issued in settlement of performance based restricted share units. Restrictions on the restricted shares lapse 50% on each of February 28, 2018 and February 28, 2019 provided the reporting person remains an employee of the issuer or a subsidiary and certain soundness thresholds are achieved as of December 31, 2017 and December 31, 2018, respectively. Such soundness thresholds have been established by the Human Resources and Compensation Committee of the Board of Directors.