SEC Form 4 · accession 0001246360-19-000624
IMPINJ INC · PI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chris Diorio Ph.D.
Officer — Chief Executive Officer · Director
Period of report
Feb 7, 2019
Accepted (ET)
Feb 15, 2019 · 9:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001114995
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Feb 7, 2019 | M | 1,666 | $0.00 | A | 333,478 | D | |
| COMMON STOCK | holding | — | — | — | 699,999 | I | by DFT L.L.C |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RTB)F1 | $1.20 | Feb 7, 2019 | M | 1,666 | D | — | Aug 8, 2022 | COMMON STOCK | 1,666 | 0 | D |
Explanation of responses
- F1The option became fully vested on July 1, 2016.