SEC Form 4 · accession 0001246360-18-000781
IMPINJ INC · PI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Evan Fein
Officer — Chief Financial Officer
Period of report
Feb 20, 2018
Accepted (ET)
Feb 21, 2018 · 5:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001114995
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Feb 20, 2018 | M | 2,916 | $1.08 | A | 16,713 | D | |
| COMMON STOCK | Feb 20, 2018 | M | 11,750 | $1.20 | A | 28,463 | D | |
| COMMON STOCK | Feb 20, 2018 | M | 16,666 | $1.20 | A | 45,129 | D | |
| COMMON STOCK | Feb 20, 2018 | M | 2,083 | $1.20 | A | 47,212 | D | |
| COMMON STOCK | Feb 20, 2018 | M | 2,083 | $1.20 | A | 49,295 | D | |
| COMMON STOCK | Feb 20, 2018 | M | 700 | $1.20 | A | 49,995 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RTB)F1 | $1.08 | Feb 20, 2018 | M | 2,916 | D | — | Aug 4, 2020 | COMMON STOCK | 2,916 | 0 | D |
| STOCK OPTION (RTB)F2 | $1.20 | Feb 20, 2018 | M | 11,750 | D | — | Aug 7, 2022 | COMMON STOCK | 11,750 | 0 | D |
| STOCK OPTION (RTB)F3 | $1.20 | Feb 20, 2018 | M | 16,666 | D | — | Mar 25, 2023 | COMMON STOCK | 16,666 | 0 | D |
| STOCK OPTION (RTB)F4 | $1.20 | Feb 20, 2018 | M | 2,083 | D | — | Oct 29, 2022 | COMMON STOCK | 2,083 | 0 | D |
| STOCK OPTION (RTB)F5 | $1.20 | Feb 20, 2018 | M | 2,083 | D | — | Oct 29, 2022 | COMMON STOCK | 2,083 | 10,417 | D |
| STOCK OPTION (RTB)F5 | $1.20 | Feb 20, 2018 | M | 700 | D | — | Oct 29, 2022 | COMMON STOCK | 700 | 9,717 | D |
Explanation of responses
- F1The option became fully vested on May 1, 2014.
- F2The option became fully vested on July 1, 2016.
- F3The option became fully vested on March 26, 2017.
- F4The option became fully vested on October 30, 2013.
- F5The option became fully vested on April 30, 2015.