SEC Form 4 · accession 0001246360-17-002688
IMPINJ INC · PI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Evan Fein
Officer — Chief Financial Officer
Period of report
Sep 1, 2017
Accepted (ET)
Sep 6, 2017 · 8:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001114995
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Sep 1, 2017 | M | 3,500 | $0.60 | A | 15,300 | D | |
| COMMON STOCK | Sep 1, 2017 | M | 5,500 | $1.20 | A | 20,800 | D | |
| COMMON STOCKF2 | Sep 1, 2017 | S | 4,462 | $37.4351 | D | 16,338 | D | |
| COMMON STOCKF3 | Sep 1, 2017 | S | 4,538 | $38.5516 | D | 11,800 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RTB)F4 | $0.60 | Sep 1, 2017 | M | 3,500 | D | — | Oct 21, 2019 | COMMON STOCK | 3,500 | 0 | D |
| STOCK OPTION (RTB)F5 | $1.20 | Sep 1, 2017 | M | 5,500 | D | — | Aug 7, 2022 | COMMON STOCK | 5,500 | 20,750 | D |
Explanation of responses
- F1The sales reported by Mr. Fein were effected pursuant to a Rule 10b5-1 trading plan adopted on December 14, 2016.
- F2The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average sale price, respectively, of shares sold. These shares were sold in multiple trasactions at prices ranging from $37.17 to $37.88, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
- F3The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average sale price, respectively, of shares sold. These shares were sold in multiple trasactions at prices ranging from $38.18 to $38.75, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
- F4The option became fully vested on October 22, 2013.
- F5The option became fully vested on July 1, 2016.