SEC Form 4 · accession 0001246360-17-002079
IMPINJ INC · PI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Evan Fein
Officer — Chief Financial Officer
Period of report
Jun 1, 2017
Accepted (ET)
Jun 2, 2017 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001114995
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Jun 1, 2017 | M | 9,000 | $0.60 | A | 19,000 | D | |
| COMMON STOCKF2 | Jun 1, 2017 | S | 9,000 | $43.6842 | D | 10,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RTB) | $0.60 | Jun 1, 2017 | M | 9,000 | D | Oct 22, 2010 | Oct 21, 2019 | COMMON STOCK | 9,000 | 3,500 | D |
Explanation of responses
- F1The sales reported by Mr. Fein were effected pursuant to a Rule 10b5-1 trading plan adopted on December 14, 2016.
- F2The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $43.31 to $43.84, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.