SEC Form 4 · accession 0001246360-17-000203
IMPINJ INC · PI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chris Diorio Ph.D.
Officer — Chief Executive Officer · Director
Period of report
Dec 28, 2016
Accepted (ET)
Jan 17, 2017 · 5:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001114995
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Dec 28, 2016 | M | 2,500 | $0.00 | A | 310,812 | D | |
| COMMON STOCK | holding | — | — | — | 699,999 | I | by DFT L.L.C |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RTB)F1 | $1.20 | Dec 28, 2016 | M | 2,500 | D | — | Aug 8, 2022 | COMMON STOCK | 2,500 | 26,666 | D |
Explanation of responses
- F1The option became fully vested on July 1, 2016.