SEC Form 4 · accession 0001246360-16-007348
IMPINJ INC · PI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chris Diorio Ph.D.
Officer — Chief Executive Officer · Director
Period of report
Dec 7, 2016
Accepted (ET)
Dec 7, 2016 · 5:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001114995
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Dec 7, 2016 | S | 80,000 | $27.00 | D | 308,312 | D | |
| COMMON STOCK | Dec 7, 2016 | J | 12,500 | $0.00 | D | 0 | I | by Diorio Children's Trust |
| COMMON STOCK | holding | — | — | — | 699,999 | I | by DFT L.L.C |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares held of record by the Diorios Children Trust, a trust settled for the benefit of Dr. Diorios adult children. Dr. Diorio does not have voting and dispositive control over such shares and is therefore not deemed to beneficially own such shares.