SEC Form 4/A · accession 0001140361-18-012517
FIRST NORTHERN COMMUNITY BANCORP · FNRN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jeffrey A Adamski
Officer — EVP/Senior Loan Officer
Period of report
Feb 13, 2018
Accepted (ET)
Mar 7, 2018 · 7:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001114927
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Stock Award/Common StockF3 | Feb 13, 2018 | A | 1,800 | $13.55 | A | 32,081 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $13.55 | Feb 13, 2018 | A | 9,470 | A | — | Feb 12, 2028 | Common Stock | 9,470 | 0 | D |
Explanation of responses
- F1Restricted Stock Award with four year cliff vesting or upon retirement whichever comes first.
- F2Stock Options Granted vest 0% upon their grant and 25% annually over 4 years.
- F3Amount of Securities Beneficially Owned was reported incorrectly on original Form 4 dated February 13, 2018.