SEC Form 4 · accession 0001140361-18-008049

FIRST NORTHERN COMMUNITY BANCORP · FNRN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — CEO/President · Director

Period of report

Feb 13, 2018

Accepted (ET)

Feb 14, 2018 · 2:54 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001114927

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Feb 13, 2018	F	5,360	$13.55	D	79,620	D
Common Stock	Feb 13, 2018	M	3,449	$12.38	A	79,620	D
Common Stock	Feb 13, 2018	M	1,147	$12.38	A	79,620	D
Common Stock	Feb 13, 2018	M	4,111	$3.77	A	79,620	D
Common Stock	Feb 13, 2018	M	62	$3.77	A	79,620	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Employee Stock Option (Right to Purchase)^F5	$12.38	Feb 13, 2018	M	3,449	A	Feb 15, 2012	Feb 15, 2018	Common Stock	3,449	D
Employee Stock Option (Right to Purchase)	$12.38	Feb 13, 2018	M	1,147	A	Feb 15, 2009	Feb 15, 2018	Common Stock	1,147	D
Employee Stock Option (Right to Purchase)^F5	$3.77	Feb 13, 2018	M	4,111	A	Mar 17, 2013	Mar 17, 2019	Common Stock	4,111	D
Employee Stock Option (Right to Purchase)	$3.77	Feb 13, 2018	M	62	A	Mar 17, 2010	Mar 17, 2019	Common Stock	62	D

F1Swapped 3,151 aged shares at $13.55 for 3,449 Option shares at $12.38 to gain a total of 298 shares.
F2Swapped 1,048 aged shares at $13.55 for 1,147 Option shares at $12.38 to gain a total of 99 shares.
F3Swapped 1,144 aged shares at $13.55 for 4,111 Option shares at $3.77 to gain a total of 2,967 shares.
F4Swapped 17 aged shares at $13.55 for 62 Option shares at $3.77 to gain a total of 45 shares.
F5Stock Options Granted vest 0% upon their grant and 25% annually over 4 years.