SEC Form 4 · accession 0001140361-18-007348
FIRST NORTHERN COMMUNITY BANCORP · FNRN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce A Orris
Officer — EVP/Chief Info Officer
Period of report
Feb 9, 2018
Accepted (ET)
Feb 13, 2018 · 6:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001114927
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 9, 2018 | F | 313 | $13.55 | D | 19,311 | D | |
| Common Stock | Feb 9, 2018 | M | 1,191 | $3.57 | A | 19,311 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Purchase)F2 | $3.57 | Feb 9, 2018 | M | 1,191 | A | Mar 18, 2014 | Feb 18, 2020 | Common Stock | 1,191 | 0 | D |
Explanation of responses
- F1Swapped 313 aged shares at $13.55 for 1,191 Option shares at $3.57 to gain a total of 878 shares.
- F2Stock Options Granted vest 0% upon their grant and 25% annually over 4 years.