SEC Form 4 · accession 0001140361-17-007971
FIRST NORTHERN COMMUNITY BANCORP · FNRN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeremiah Zachary Smith
Officer — Sr EVP/COO/CFO
Period of report
Feb 14, 2017
Accepted (ET)
Feb 16, 2017 · 4:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001114927
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Stock Award/Common Stock | Feb 14, 2017 | A | 2,895 | $12.00 | A | 21,645 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $12.00 | Feb 14, 2017 | A | 11,920 | A | — | Feb 12, 2027 | Common Stock | 11,920 | 0 | D |
Explanation of responses
- F1Restricted Stock Award with four year cliff vesting or upon retirement whichever comes first.
- F2Stock Options Granted vest 0% upon their grant and 25% annually over 4 years.