SEC Form 4 · accession 0001140361-15-013345
FIRST NORTHERN COMMUNITY BANCORP · FNRN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick S Day
Officer — EVP/Chief Credit Officer
Period of report
Mar 25, 2015
Accepted (ET)
Mar 27, 2015 · 3:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001114927
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 25, 2015 | M | 3,309 | $4.07 | A | 19,816 | D | |
| Common Stock | Mar 25, 2015 | M | 5,517 | $3.85 | A | 25,333 | D | |
| Common Stock | Mar 25, 2015 | M | 5,517 | $4.30 | A | 30,850 | D | |
| Common Stock | Mar 25, 2015 | M | 2,205 | $4.57 | A | 33,055 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to purchase)F1 | $4.07 | Mar 25, 2015 | M | 3,309 | A | — | Apr 1, 2015 | Common Stock | 3,309 | 0 | D |
| Employee Stock Option (right to purchase)F1 | $3.85 | Mar 25, 2015 | M | 5,517 | A | — | Apr 1, 2015 | Common Stock | 5,517 | 0 | D |
| Employee Stock Option (right to purchase)F1 | $4.30 | Mar 25, 2015 | M | 5,517 | A | — | Apr 1, 2015 | Common Stock | 5,517 | 0 | D |
| Employee Stock Option (right to purchase)F1 | $4.57 | Mar 25, 2015 | M | 2,205 | A | — | Apr 1, 2015 | Common Stock | 2,205 | 0 | D |
Explanation of responses
- F1Stock Options Granted Vest 20% upon their grant and 20% annually over 4 years.