SEC Form 4 · accession 0001140361-15-000998
FIRST NORTHERN COMMUNITY BANCORP · FNRN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
T Joe Danelson
Officer — EVP/Chief Credit Officer
Period of report
Jan 5, 2015
Accepted (ET)
Jan 7, 2015 · 4:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001114927
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Stock Award/Common Stock | Jan 5, 2015 | A | 3,803 | $7.89 | A | 3,803 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $7.89 | Jan 5, 2015 | A | 3,803 | A | — | Jan 4, 2025 | Common Stock | 3,803 | 0 | D |
Explanation of responses
- F1Restricted Stock Award with four year cliff vesting or upon retirement whichever comes first (retirement is defined as age 65 or older).
- F2Stock Options granted vest 0% upon their grant and 25% annually over 4 years.