SEC Form 4 · accession 0001683168-18-002805
LANTRONIX INC · LTRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hoshi Printer
Director
Period of report
Sep 18, 2018
Accepted (ET)
Sep 20, 2018 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001114925
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 18, 2018 | M | 23,750 | $1.39 | A | 65,840 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to buy)F1 | $1.39 | Sep 18, 2018 | M | 23,750 | D | — | Nov 16, 2018 | Common Stock | 23,750 | 0 | D |
Explanation of responses
- F1The option vested according to the following schedule: 100% of the option (23,750 shares) vested on the first anniversary of the vesting commencement date: November 16, 2011.